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NEW QUESTION: 1
Monitoring Console (MC) health check configuration items are stored in which configuration file?
A. healthcheck.conf
B. distsearch.conf
C. checklist.conf
D. alert_actions.conf
Answer: C

NEW QUESTION: 2
Cindy Hatcher, CFA, has spent the last ten years as a portfolio manager with Bernhardt Capital. While working for Bernhardt, Hatcher was responsible for maintaining and improving the company's code of ethics and guidelines for ethical money management. As a result of Hatcher's efforts, Bernhardt saw a dramatic decline in the number of complaints received from their individual and institutional customers.
One of Bernhardt's direct competitors, Smith Investments, is keenly aware of Hatcher's reputation for ethical business practices and has offered her a job as their compliance officer. Hatcher has been apprised of several potential ethical problems at Smith that she will be directly responsible for fixing through implementation of policies and procedures that will prevent ethical dilemmas. The management at Smith is willing to grant Hatcher the authority to construct and implement policies to eliminate the ethical problems at the company.
Hatcher agrees to accept the position with Smith and resigns from employment with Bernhardt. As her first initiative with the company, Hatcher distributes to all employees at Smith a survey intended to acquaint her with the company's common business practices. Her goal is to identify those factors that are most likely to interfere with Smith's compliance with the CFA Institute's Code of Ethics and Standards of Practice. After collecting and analyzing the anonymous responses to the survey, Hatcher has identified the following four issues as the most frequently cited questionable business practices:
1. Many Smith employees have relatives who are clients of the firm. For relatives* accounts where the Smith employee does not have beneficial ownership, trades are generally executed in conjunction with trades for other discretionary accounts held at the firm. Only in accounts where the Smith employee has beneficial ownership are trades delayed until all discretionary account trading is completed.
2. Many of Smith's employees either personally own or maintain, through a family member, beneficial ownership of stocks that are also held in accounts for many of the firm's clients. While the company maintains a strict disclosure policy to the firm of such beneficial ownership and an "at will" disclosure policy to its clients, employees are not barred from trading these securities for their personal benefit even if their clients also own or have a direct or indirect financial interest in the same securities.
3. Account managers meet weekly to discuss the issues and concerns of the client portfolios managed at the firm. During the meetings it is not unusual for individual clients to be identified and discussed.
Information regarding the client's holdings and investment strategy is discussed as well as persona! needs related to the client's portfolio. The meetings are held in order to provide guidance and continuing education to all of the firm's account managers.
4. At the suggestion of fixed-income analysts at the firm, most of the portfolio managers working for Smith have been adding B-rated corporate fixed-income securities to their portfolios. Analysts originally made (and continue to make) the suggestion due to the attractive yield potential offered by this class of investments. Smith's portfolio managers were thrilled with the idea since the returns on many of the portfolios' equity positions have been stifled by high profile accounting scandals.
Management at Smith Investments has been pleased with Hatcher's efforts so far but is concerned about the firm's ability to maintain compliance with the CFA Institute's Global Investment Performance Standards (GIPS®). The managing director of the firm, Erich Prince, has made the following comments to Hatcher:
"I am concerned that we will not be able to claim compliance with GIPS at the end of the year since our new information system has inhibited our ability to include terminated portfolios in the historical record up to the last full measurement period before they were terminated. Also, we are unable to regroup portfolios that utilize hedging into separate composites from those that do not utilize hedging. These portfolios are currently grouped according to traditional value and growth strategies based on the capitalization of portfolio holdings (i.e., large vs. small)." Hatcher eases Prince's mind by telling him she will "ensure full compliance with GIPS by the end of the quarter." Evaluate Martin Prince's comments about Smith's ability to maintain compliance with the Global Investment Performance Standards (GIPS). Are Prince's statements regarding terminated portfolios and hedging strategies correct or incorrect?
A. Only Prince's statement on terminated portfolios is correct.
B. Only Prince's statement regarding hedging strategies is correct.
C. Both of Prince's statements are correct and in full compliance with GIPS.
Answer: A
Explanation:
Explanation/Reference:
Explanation:
GIPS Standard 3.A.4 requires terminated portfolios to be included in the appropriate composite up until the last full measurement period before the portfolio was terminated. The fact that Smith's new information system will inhibit the ability to account for terminated portfolios means they will be unable to fully comply with GIPS. Remember, there is no partial compliance. A firm either does or does not comply with GIPS.
Separating portfolios into composites that utilize and do not utilize hedging is a recommendation of GIPS and not a requirement. Therefore a firm can fail to separate portfolios on the basis of hedging strategies and still maintain compliance with GIPS. GIPS requires separating portfolios into composites based on investment strategy, which Smith has done (i.e., value vs. growth and large cap vs. small cap). (Study Session 1, LOS2.a)

NEW QUESTION: 3
Hinweis: Diese Frage ist Teil einer Reihe von Fragen, die dasselbe Szenario darstellen. Jede Frage in der Reihe enthält eine eindeutige Lösung. Stellen Sie fest, ob die Lösung die angegebenen Ziele erfüllt.
Siehe Ausstellung:

Server1 verfügt über zwei virtuelle Maschinen mit den Namen VM1 und VM, auf denen Windows Server 2016 ausgeführt wird. VM1 stellt eine Verbindung zu Private1 her. VM2 verfügt über zwei Netzwerkadapter.
Sie müssen sicherstellen, dass VM1 über NAT eine Verbindung zum Unternehmensnetzwerk herstellt.
Lösung: Sie verbinden VM2 mit Private1 und External1. Sie installieren den RAS-Server auf VM2 und konfigurieren NAT in der Routing- und RAS-Konsole. Sie konfigurieren VM1 und VM2 als Standardgateway.
Erfüllt dies das Ziel?
A. Ja
B. Nein
Answer: B

NEW QUESTION: 4
Beth is an HR Professional for her organization and she's been alerted by management that the company will be outsourcing a large portion of operations. This outsourcing will likely cause several employees to lose employment with the organization. Which of the following is the best course of action that Beth can take in regard to communicating with the employees about the outsourcing change?
A. Refer all
B. Don't share the details of the outsourcing decision.
C. Document all
D. Be honest and truthful and do not hide the facts.
Answer: D