NISM NISM-Series-VII Q&A - in .pdf

  • NISM-Series-VII pdf
  • Exam Code: NISM-Series-VII
  • Exam Name: NISM Series VII - Securities Operations and Risk Management Certification
  • PDF Version: V13.25
  • Q & A: 85 Questions and Answers
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  • Exam Code: NISM-Series-VII
  • Exam Name: NISM Series VII - Securities Operations and Risk Management Certification
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  • Exam Code: NISM-Series-VII
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NEW QUESTION: 1
The majority of developed countries require publicly quoted companies and large companies to produce annual financial statements which are then audited by an external auditor.
Which of the following statements regarding the requirement for external audit is Incorrect?
A. Independent external audit gives confidence in the financial statements by including the auditor's opinion on whether or not they show a true and fair view.
B. Independent external audit gives confidence in the financial statements which is required as the directors have incentives to manipulate the financial statements presented to the shareholders
C. As the directors are responsible for the day-to-day management of the company, they hold more detailed information which is resolved by the presentation of financial statements to the shareholders and this needs to be guaranteed by independent external audit.
D. As the directors are responsible for the day-to-day management of the company, they hold more detailed information which is resolved by the presentation of financial statements to the shareholders and there is a need for this to be assured by independent external audit
Answer: C

NEW QUESTION: 2
どのCisco AMPファイルの後処理が有効ですか?
A. マルウェア
B. 悪意のない
C. 自然のまま
D. 汚い
Answer: A
Explanation:
Explanation
Reference

NEW QUESTION: 3
Which two statements are true about Oracle Enterprise Manager Database Express?
A. It is not supported on Oracle Standard Edition or Express Edition.
B. It uses internal infrastructure components, such as XDB and SQL*NET.
C. It replaces Oracle Grid Control.
D. Performance Hub and Composite Active Reports are its key functionalities.
E. It can perform actions inside and outside the database.
Answer: B,D
Explanation:
Reference: http://www.oracle.com/technetwork/database/manageability/emx-intro1965965.html

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