FINRA SIE Q&A - in .pdf

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  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
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NEW QUESTION: 1
You want to define a now event to be managed by the Event Delivery Network (EDN). The XSD is in place that defines the element that is to be the basis of the new event.
Which step do you perform next?
A. Use Enterprise Manager to register the new event to EDN.
B. Use an editor to create the event using Event Definition Language (EDL) syntax.
C. Create the now event definition as you configure the invoke activity that publishes the event in your BPEL process.
D. Create a new event definition in the SOA Composite Editor.
Answer: D

NEW QUESTION: 2
You are the business analyst for your organization and need a method to requirements elicitation from nearly 12,000 stakeholders. You want a method to quickly capture this group's feelings and thoughts to identify what the majority of this group needs and wants in a new solution your organization may create.
What requirements elicitation technique can be used in this scenario?
A. Interviews
B. Focus groups
C. Trend analysis
D. Surveys
Answer: D
Explanation:
Explanation/Reference:
Explanation:

NEW QUESTION: 3
Custom object with billing state, province and zip code. How we can make sure that Zip code is Correct as per billing State ?
A. Create WOrkflow to automatically update Zip code from stored Billing State
B. Create Validation rule and use VLOOKUP to check zip code against stored Billing State
C. Create Validation rule and use HLOOKUP to check zip code against stored Billing State
Answer: B

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