FINRA SIE Q&A - in .pdf

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  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
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NEW QUESTION: 1
Match the network device with the correct User-ID technology.

Answer:
Explanation:

Explanation
Microsoft Exchange - Server monitoring
Linux authentication - syslog monitoring
Windows Client - client probing
Citrix client - Terminal Services agent

NEW QUESTION: 2
A company is migrating to Dynamics 365 for Finance and Operations from a legacy system. The company is creating new questionnaires for customers.
When the survey responses come in, the company wants to provide ratings as a foundation for a further discussion.
You set up questionnaire types, question types, and questionnaire parameters.
You need to design the questionnaire.
In which order should you perform the actions? To answer, move all actions to the answer area and arrange them in the correct order.

Answer:
Explanation:

Explanation

References:
https://docs.microsoft.com/en-us/dynamics365/unified-operations/talent/design-questionnaires

NEW QUESTION: 3
Which two statements about IPsec in a NAT-enabled environment are true? (Choose two)
A. To prevent translations from expiring, NAT keepalive messages that include a payload are sent between the peers
B. The hashes of each peer's IP address and port number are compared to determine whether NAT-T is required
C. IPsec packets are encapsulated in UDP 500 or UDP 10000 packets
D. The first two messages of IPsec Phase 2 are used to determine whether the remote host supports NAT-T
E. NAT-T is not supported when IPsec Phase 1 is set to Main Mode
F. NAT-T is not supported when IPsec Phase 1 is set to Aggressive Mode
Answer: B,E

NEW QUESTION: 4
Which of the following statements concerning the inclusion and valuation of all or part of a commercial annuity in the estate of an annuitant is correct?
A. A joint and survivor annuity is includible to the extent that the survivor paid the purchase price of the contract.
B. A life annuity with a period certain is includible to the extent of the present value of any remaining guaranteed payments.
C. An annuity is includible to the extent of the value determined by the special 10-year averaging rule.
D. If the executor elects the alternate valuation date, an annuity is includible at its replacement cost 6 months after death.
Answer: B

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