FINRA SIE Q&A - in .pdf

  • SIE pdf
  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
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  • Q & A: 85 Questions and Answers
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NEW QUESTION: 1
Your company occupies one floor in a single building you have two active directory domain controllers on a single networks the firewall s management plane is only slightly utilized.
Which user-ID agent sufficient in your network?
A. Windows-based agent deployed on the internal network a domain member
B. PAN-OS integrated agent deployed on the firewall
C. Citrix terminal server agent deployed on the network
D. Windows-based agent deployed on each domain controller
Answer: B

NEW QUESTION: 2
The best technique to authenticate to a system is to:
A. Maintain correct and accurate ACLs (access control lists) to allow access to applications.
B. Establish biometric access through a secured server or Web site.
C. Allow access only through user ID and password.
D. Ensure the person is authenticated by something he knows and something he has.
Answer: D
Explanation:
Something you know and something you have is two authentication factors and is better than a single authentication factor. Strong Authentication or Two Factor Authentication is widely accepted as the best practice for authentication.
There are three type of authentication factors:
Type 1 - Something you know (password, pin)
Type 2 - Something you have (token, smart card, magnetic card)
Type 3 - Something you are (biometics)
Whenever two of the three types of factors are used together, this is called strong authentication
or two factors authentication
The following answers are incorrect:
Establish biometric access through a secured server or Web site:
This is a single factor authentication and it could be weaker than two factors, in most cases it is .
Biometric devices can be tricked or circumvented in some cases, this is why they MUST be
supplemented with a second factor of authentication. Multiple attacks have been done on different
types of biometric devices. Two factors is always the best to authenticate a user.
Maintain correct and accurate ACLs (access control lists) to allow access to applications:
ACL are attached to objects. They are used within the access control matrix to define what level of
access each of the subjects have on the object. It is a column within the Access Control matrix.
This is related to authorization and not authentication.
Allow access only through user ID and password:
This is once again a single factor of authentication because both are something the person knows.

NEW QUESTION: 3
You assign User8 the Owner role for RG4, RG5, and RG6.
In which resource groups can User8 create virtual networks and NSGs? To answer, select the appropriate options in the answer area.
NOTE: Each correct selection is worth one point.

Answer:
Explanation:

Explanation

Box 1: RG4 only
Virtual Networks are not allowed for Rg5 and Rg6.
Box 2: Rg4,Rg5, and Rg6
Scenario:
Contoso has two Azure subscriptions named Sub1 and Sub2.
Sub1 contains six resource groups named RG1, RG2, RG3, RG4, RG5, and RG6.
You assign User8 the Owner role for RG4, RG5, and RG6
User8 city Sidney, Role:None
Note: A network security group (NSG) contains a list of security rules that allow or deny network traffic to resources connected to Azure Virtual Networks (VNet). NSGs can be associated to subnets, individual VMs (classic), or individual network interfaces (NIC) attached to VMs (Resource Manager).
References:
https://docs.microsoft.com/en-us/azure/governance/policy/overview

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