FINRA SIE Q&A - in .pdf

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  • Exam Code: SIE
  • Exam Name: Securities Industry Essentials Exam (SIE)
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NEW QUESTION: 1
You have a Microsoft 365 subscription that uses a default domain named contoso.com.
Three files were created on February 1, 2019, as shown in the following table.

On March 1, 2019, you create two retention labels named Label1 and Label2.
The settings for Lable1 are configured as shown in the Label1 exhibit. (Click the Label1 tab.)

The settings for Lable2 are configured as shown in the Label2 exhibit. (Click the Label2 tab.)

You apply the retention labels to Exchange email, SharePoint sites, and OneDrive accounts.
For each of the following statements, select Yes if the statement is true. Otherwise, select No.
NOTE: Each correct selection is worth one point.

Answer:
Explanation:

Explanation

Box 1: No
Retention overrides deletion.
Box 2: No
Content in a document library will be moved to the first-stage Recycle Bin within 7 days of disposition, and then permanently deleted another 93 days after that. Thus 100 days in total.
Box 3: No
Items in an Exchange mailbox will be permanently deleted within 14 days of disposition.
References:
https://docs.microsoft.com/en-us/office365/securitycompliance/labels
https://docs.microsoft.com/en-us/office365/securitycompliance/disposition-reviews

NEW QUESTION: 2
あなたは会社のMicrosoft 365管理者です。会社はフェデレーション認証を実装しています。
次の各文について、その文が真である場合は「はい」を選択します。それ以外の場合は、「いいえ」を選択します。
注:それぞれの正しい選択には1ポイントの価値があります。

Answer:
Explanation:


NEW QUESTION: 3
米国愛国者法は、米国(米国)の金融機関に対して、コルレス口座を保有している米国以外の銀行から特定の情報を収集することを義務付けています。
米国以外の銀行がこの要件に準拠するために、米国の特派員に提供しなければならないのはどの2つの情報ですか? (2つ選択してください。)
A. 銀行の法的手続きのサービスを受けることを許可されている米国人の名前と住所
B. 特派員アカウントを使用する顧客で検出された疑わしいアクティビティのプロンプト通知
C. 銀行の25%以上を所有するすべての受益者の名前と住所
D. 銀行が口座を管理するすべてのシェルバンクの名前と住所
Answer: B,C

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